Takeaways from the Due Diligence for IBs using CTA Programs Panel

The recent NIBA Conference panel Due Diligence for IBs using CTA Programs proved to be a lively discussion with strong input from the conference participants, which included both CTAs and IBs currently marketing managed futures programs.  A short list of takeaways from the discussion: While CTA databases provide a lot of information on CTAs an IB should verify on their own database information. A CTA should have a 13-column spreadsheet and a completed due diligence questionnaire.  They are industry standard.  If they do not, it is a red flag. More and more CTAs are getting their track records audited. Entering…

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