NIBA Get to Know the Regulator–CFTC

The NIBA has been working with the CFTC for over a year to gain approval from the regulatory body to participate in our newsletter series, “Get to Know the Regulators.”  The CFTC has agreed to be a part of our article series and we will be featuring an article on the first division of the agency in the coming months.   This article series will be a Q&A with the CFTC with a focus on how the CFTC functions, who is in charge of various areas of the agency and who a broker would need to contact in the event…

The full article is available to active NIBA members only.

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