Compliance Workshop for Forex IBs, CTAs and CPOs

Tuesday, June 28, 2011 NYMEX World Headquarters, New York City NFA will conduct a compliance workshop in New York on Tuesday, June 28 at the NYMEX building in New York. The workshop will focus on areas in which NFA Compliance staff has frequently found regulatory deficiencies, including registration issues, disclosure documents, recordkeeping, promotional material and anti-money laundering programs for IBs. For more information regarding details and registration, click here….

The full article is available to active NIBA members only.

Please login or sign up to read the rest.
Log In Register