NFA Financial Requirements Section 16 – Required Notification of Certain Disbursements from Segregated/Secured Amount Funds and New Requirements Regarding Statement Submitters

Notice to Members I-12-18 August 24, 2012 NFA Financial Requirements Section 16 – Required Notification of Certain Disbursements from Segregated/Secured Amount Funds and New Requirements Regarding Statement Submitters Notification of Certain Disbursements from Segregated or Secured Amount Funds Effective September 1, 2012, any FCM that makes a disbursement or a series of disbursements from its customer segregated funds account(s) or its foreign futures and foreign options customer secured amount funds account(s) that are not for the benefit of customers and that exceed 25% of the FCM’s residual interest in either of those funds account(s) based upon the firm’s most current…

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