NIBA in DC

On November 9, 2015, Steve Petillo, Mike Burke and I travelled to Washington, DC to meet with members of the Commodity Futures Trading Commission at their offices. Here’s a summary of that meeting as well as the other meetings  we had while there. We brought three issues which were suggested by NIBA members to the attention of Chairman Massad  and Commission Bowen. Both Commissioners, along with their staff, told us that monitoring the effectiveness of Regulation 1.35 (Recording Communication that may lead to a Transaction) and Regulation 1.22 (“Residual Interest”) is ongoing. We reiterated that we believe Reg. 1.35 in…

The full article is available to active NIBA members only.

Please login or sign up to read the rest.
Log In Register