Housekeeping, Reminders, and Updates

Financial Industry Regulatory Authority Redesigned FINRA Website In March, the Financial Industry Regulatory Authority (“FINRA”) announced the launch of its newly redesigned website. Two key factors were the driving force behind the updates to the website: improve the user-experience of BrokerCheck and creating a more mobile-friendly interface to address the increase traffic to the website from mobile devices. The launch of the website was announced in a March 16th press release. The press release included a quote from FINRA Chairman and Chief Executive Officer, Richard Ketchum in which he states that the new website “demonstrates our commitment to providing a…

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