Get to Know the Regulator: CFTC Division of Swap Dealer and Intermediary Oversight

Who is in charge of the Division of Swap Dealer and Intermediary Oversight: DSIO is run by a Director, who is assisted by the DSIO Deputy Directors and Chief Counsel. Tom Smith is the Acting Director, and the Deputies and their respective branches are as follows:  Mr. Smith, who also serves as Deputy Director of Capital, Margin and Segregation; Erik Remmler, Deputy Director of Registration and Compliance; and Kevin Piccoli, Deputy Director of Examinations.  Frank Fisanich is the DSIO Chief Counsel.  How many employees are a part of DSIO:   DSIO has 89 employees, who are located in the CFTC’s…

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